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SMCR Background to the FCA Senior Manager & Certification Regime and Conduct Rules

Background to the FCA SM&CR and Conduct Rules

A Learning Lab eLearning CPD Regulations Module

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As the first step in our FCA SM&CR and Conduct Rules pathway, this module provides an overview and background to the implementation of the Senior Managers and Certification regime.

 

After completing this module, we recommend continuing your development by undertaking the additional modules in this pathway.

Completion time: 15 mins
Format: eLearning module
CPD accredited: Yes

Module Content

By completing this module, you will understand:

  • -The background to the implementation of the Senior Managers and Certification regime
  • -The different levels of the SM&CR regime

The next module in this pathway:

FCA Senior Manager Regime

This module is your second step towards completing our FCA SM&CR and Conduct Rules pathway and covers the Senior Manager Regime in more detail.

Go to the next module