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SMCR FCA Senior Manager Regime

FCA Senior Manager Regime

A Learning Lab eLearning CPD Regulations Module

As the second step in our FCA SM&CR and Conduct Rules pathway, this module covers the Senior Manager Regime in more detail.


After completing this module, we recommend continuing your development by undertaking the third and final part of this pathway.

Completion time: 15 mins
Format: eLearning module
CPD accredited: Yes

Module Content

By completing this module, you will understand:

  • -The outlined functions and responsibilities of the Senior Management Regime
  • -The additional requirements for enhanced firms
  • -The certificate regime and who it applies to

The next module in this pathway:

FCA Conduct Rules

This module is your final step towards completing our FCA SM&CR and Conduct Rules pathway and explores your obligations under the FCA Conduct Rules.