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SMCR FCA Conduct Rules

FCA Conduct Rules

A Learning Lab eLearning CPD Regulations Module

As the first step in our Landlord Insurance Basics pathway, this module explores how buy-to-let insurance policies are structured.

 

After completing this module, we recommend continuing your development by undertaking the second and final module in this pathway.

This module is your final step towards completing our FCA SM&CR and Conduct Rules pathway and explores your obligations under the FCA Conduct Rules.

After completing this module, we recommend continuing your development by moving on to our Other Applicable Laws pathway.

Completion time: 15 mins
Format: eLearning module
CPD accredited: Yes

Module Content

By completing this module, you will understand:

  • -The conduct rules
  • -How these fit into daily practice
  • -The additional conduct rules
  • -Conduct rule breaches
  • -Training requirements

Our next recommended pathway:
Applicable Laws

Our Applicable Laws pathway covers the additional laws governing insurance distribution, core employment, and health and safety laws.