• The Source, Global Reach, Cardiff, CF11 0SN
  • Support 02920 265265

Codes of Conduct and Conflict of Interest

Codes of Conduct and Conflict of Interest

A Learning Lab eLearning CPD Regulations Module

This module is your second step towards completing our Business Ethics pathway and explores the codes of conduct applicable in the financial services sector. It also provides an overview of how best to identify and manage any conflicts of interest that may arise in your business.

 

After completing this module, we recommend continuing your development by undertaking the third and final part of this pathway.

Completion time: 15 mins
Format: eLearning module
CPD accredited: Yes

Module Content

By completing this module, you will understand:

– The codes of conduct that are applicable in the financial services sector

– Different conflicts of interest and how they apply in the financial services industry

– How these conflicts of interest can be identified and managed

The next module in this pathway:
Business Finance Basics​

This module is your final step towards completing our Business Ethics pathway and covers basic business finance competency and terminology.