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SMCR Micro-course Home

FCA SMCR & Conduct Rules Pathway

A Learning Lab eLearning CPD Regulations Pathway

Our FCA Senior Manager Certification Regime (SM&CR) and Conduct Rules pathway provides an overview of the FCA regulations for senior managers across all firms in the financial services sector. It also details your obligations under the Conduct Rules, which apply to all customer-facing staff in the financial services industry.

- Three modules of content
- 15 minutes per segment
- CPD accredited
- Certificate to download on completion of each micro-course

Get Started

Understand the Senior Manager Certification Regime (SM&CR) and conduct rules legislation with our Senior Manager, Certification Regime and Conduct Rules Pathway micro-courses.

Background to
the SM&CR and Conduct Rules

Background to the SM&CR and Conduct Rules

This module provides an overview and background to the Senior Manager & Certification Regime (SM&CR) and Conduct Rules.
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FCA Senior Manager Regime

FCA Senior Manager Regime

This module takes a look into the Senior Manager Regime in more detail.
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FCA Conduct
Rules

FCA Conduct Rules

This module explores your obligations under the FCA Conduct Rules.
Start the course